Results of 1st period

Summary of the context and overall objectives of the project Millimetre-wave (mm-wave) frequencies are currently being exploited for a wide range of applications such as radars, wireless communication, and imaging. There is a strong industry pull to substantially reduce the cost of mm-wave systems for key markets such as 5G wireless communications and autonomous vehicles (automotive radar sensors). These systems rely on active antenna arrays and electronic beam-steering. A fundamental challenge is to bring into production high performance mm-wave active antenna systems, at a viable price-point and low energy consumption. The SERENA project aims to substantially increase the functional performance of mm-wave systems as well as significantly reducing their cost. SERENA seeks to maximize the impact by targeting technologies of strategic relevance for European industry. The SERENA consortium will develop a heterogeneous integration platform enabling scaling of functional performance beyond what is possible in monolithic integration (i.e. in CMOS). The platform will be based on breakthroughs in Gallium Nitride on Silicon (GaN-on-Si) technology and state-of-the-art volume packaging. The platform encompasses the whole supply chain; from wafer epitaxy to miniaturised mm-wave systems. Complementary to the integration platform, a hybrid analogue/digital signal processing architecture for optimizing the power efficiency and cost of mm-wave multi antenna array systems (i.e. radar, communication, and imaging systems) will be realised as a proof-of-concept prototype.

Work performed from the beginning of the project to the end of the period covered by the report and main results achieved so far

WP1 “System architecture and Specifications”: The partners in WP1 have worked on defining the proof-of-concept system specifications (both for the 39 GHz 5G demonstrator and the W-band multifunctional MMIC) and setting the requirements for the sub-systems. In the initial phase (M01-M05) the work was performed in close collaboration with the sub-system and integration work packages (WP2, WP3, WP4 and WP5). In addition to the sub-system specifications a system architecture supporting hybrid beamforming have been defined. The energy efficiency of the proposed hybrid beamforming architecture have been benchmarks towards other beamforming architectures.

WP2 “39 GHz Front-end Circuit: Design and Manufacturing”: From project start to M09, the 39 GHz front-End MMIC have been specified and designed, the packaging have been discussed with Fraunhofer and constraints were integrated at the design phase. After the successful “preliminary design review (PDR)” and the corresponding “critical design review (CDR)”, and the reception of appropriate wafers from EPIGAN, the first manufacturing run (RUN1) of the 39GHz front-end MMIC started and triggered the production phase at OMMIC. The fabricated front-end MMIC have been characterized by OMMIC and the performance is in line with simulated results. The MMICs have been sent to IZM for embedding in the integration modules (WP5).

WP3 “39 GHz Core & Control Circuits: Design and Manufacturing”: The work in WP3 mainly focuses on the development of the core IC for the 39 Ghz beamforming chip as well as the bias control chip needed for the PA device. Having set the basic electrical specifications of the core IC in WP1 (T1.1) as well as the pin assignment / footprint, the electrical design started. Preliminary simulation results established the proper operation of the beamforming chip so the final electrical design of the component was deployed. Full and detailed electrical simulations including corner / Monte Carlo analysis, temperature and supply variation followed and confirmed the compliance of the beamformer design to the specifications defined earlier. A similar approach was followed for the bias control IC. Both the beamforming and control IC were taped-out and fabricated in accordance with the planned SERENA schedule. The fabricated beamformer IC have been electrically characterized and are fully functional and reaches the performance as set forth in the specifications.

WP4 “E-/W-band Single chip front-end MMIC: Design and manufacturing”: Starting from the target specification for the GaN-on-Si based E-/W-band single-chip front-end MMIC the key circuit functions (LNA, PA and up/down-converter etc.) were simulated and some tentative layouts of those parts were designed. The results showed that it would be possible to design a W-band multifunctional front-end fulfilling the target specifications in WP1 The EM-simulations of the passive parts (such as matching networks and power dividers used in the PA) took greater effort than originally anticipated and thus the tape-out was delayed until M12. The finalised circuit layouts incl. the individual sub-parts as breakout circuits were taped-out in M12 and the wafers were launched for fabrication in M14. The wafers are still in fabrication and first results are expected in M20.

WP5 “Integration Platform”: Based on the specifications of the system the specifications of the package were derived. The packaging technology was characterized electrically based on EM field simulations and the measurement of test structures fabricated in the PCB embedding technology. The processes for the embedding of RFICs with different pad metallization and air bridges were developed and tested.

WP6 “Proof-of-concept Platform”: The partners in WP6 have finalized an implementation proposal for the 5G proof-of-concept demonstrator (D6.2). The proposal is based on a multi-channel up-/down- frequency converter implemented on a system board that will accept the integration modules from WP5. In addition, the key element of the W-band demonstrator, a MMIC to waveguide transition, have been designed and disclosed (D6.2).

WP7 “Dissemination, Communication, Exploitation and Training”: The work in WP7 has, during this reporting period, started with setting up the internal and external communication strategy, which included webpages, social media accounts, IT structure, and regular WP and EB teleconferences. A data-management plan has been established. The project partners have been active in disseminating SERENA activities and results at international conferences and workshops. Besides the project logo, the leaflet and the official announcement letter, three public Newsletters and a video with the interview of the technical leader have been created. Additionally, a LinkedIn and a twitter account were set up and are continuously maintained. The project members have actively contributed to the scientific community by organization and participation in international workshops and conferences. A Winter School, which brings together three related H2020 projects (SERENA, CAR2TERA, GRACE) is under preparation. The dissemination and communication plan is set up and followed.

WP8 “Project, Risk, and Innovation Management”: The work in WP8 focuses on the operational management and the technical vitality of the SERENA project. Contractual, financial, legal, technical, administrative and ethical components are addressed. One main objective of establishing a sound and flexible project management structure and an efficient management process could already be reached. The collaboration and communication among the partners is well functioning. To guarantee the achievement of the objectives, it is essential to provide an effective risk management strategy. A regular risk assessment was established in order to take corrective actions on risks that may arise.

1.1 Progress beyond the state of the art and expected potential impact (including the socio-economic impact and the wider societal implications of the project so far)

Compared with state-of-the-art the SERENA architecture and platform will bring the following system level advancements:

  • energy efficiency increased by a factor of 10
  • size reduction by a factor of 4
  • cost reduction by a factor of 10
  • significantly reduced design time/complexity
  • transmit output power by a factor of 4 to 10
  • power consumption reduction by a factor of 2 to 5
  • wireless area capacity (bit/s/km 2) increase by 10 to 100 times.

The SERENA project will contribute to doubling the economic value of semiconductor component production in Europe within the next 10 years by a two-pronged approach. First, the SERENA consortium spans the whole electronics manufacturing and supply chain (from wafers to system providers) and world class academic institutions. Hence, SERENA considerably strengthens the design ecosystem for key semiconductors (GaN-on-Si, SiGe/CMOS) and advanced 3D packaging. Second, the SERENA integration platform will enable “mass customization” of advanced mm-wave systems, where the front-end circuitry can be adapted for specific market needs. The claimed relative system level improvements are to be benchmarked towards state-of-the-art GaAs and SiGe solutions available (or published) as of April 2016. Currently the SERENA project has been advancing the available output power at 39 GHz both for the high-power GaN-on-Si MMIC as well as from the SiGe beamformer RFIC. The current published state-of-the-art at 39 GHz is 26 dBm saturated output power from a CMOS technology [K. Dasgupta et.al, “a 26 dBm 39GHz Power Amplifier with 26.6% PAE for 5G Applications in 28nm Bulk CMOS”, Proceedings of RFIC 2019, 2nd – 4th June 2019, Boston, US]. For a complete array the current published state-of-the art. At the system level current state-of-the-art is about 40 dBm of linear EIRP from a 64-element antenna array using SiGe beamformers [Y. Yin, et. al. “A 37-42 GHz 8x8 Phased Array for 5G Communication System with 48-50 dBm EIRP”, Proceedings of the IEEE International Microwave Symposium, 2nd-7th June 2019, Boston, US]. Compared to these results the SERENA project are currently advancing the available output power for a 39 GHz beamforming system with a factor of 10. This result is based on the characterised output power from the fabricated GaN-on-Si MMIC front-ends. Since the inception of the SERENA-project, 5G mm-wave systems have been commercially deployed in the US (at 28 GHz by Verizon) and many operators are running field trials (both at 28 GHz and 39 GHz). Furthermore, 3GPP have ratified the 5G NR standard for sub 6 GHz and above 24 GHz. Mm-wave 5G is happening now and the coming years will give a rapid evolvement of 5G mm-wave radio base station products for various use cases: fixed wireless access, enhanced mobile broadband etc. There is currently a strong market pull which will strongly contribute to the exploitation of the SERENA technology.